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STERLING CAPITAL MANAGEMENT LLC

CHARLOTTE, NC · CRD 135405 · IAPD ↗ · sterlingcapital.com · 704-927-4175

$69.23BRegulatory AUM
64Advisory reps
186Employees
17Clients
1-10Planning clients
0Private funds
52States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — STERLING CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — STERLING CAPITAL MANAGEMENT LLC added office(s): 4 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
April 2026 — STERLING CAPITAL MANAGEMENT LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.