← Tributary

SAGEVIEW PRIVATE CLIENT GROUP, LLC

NEWPORT BEACH, CA · CRD 134997 · IAPD ↗ · 949-955-1395

$0Regulatory AUM
6Advisory reps
10Employees
6Clients
1-10Planning clients
0Private funds
5States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — SAGEVIEW PRIVATE CLIENT GROUP, LLC (NEWPORT BEACH, CA) left the SEC roster (was $0 RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
September 2024 — SAGEVIEW PRIVATE CLIENT GROUP, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.