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HEATON FINANCIAL, PC

CEDAR CITY, UT · CRD 134578 · IAPD ↗ · 435-865-9991

$140.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — HEATON FINANCIAL, PC (CEDAR CITY, UT) is newly SEC-registered with $140.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.