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BROGAN FINANCIAL

KNOXVILLE, TN · CRD 133623 · IAPD ↗ · (865) 862-6800

$577.0MRegulatory AUM
5Advisory reps
31Employees
1Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — BROGAN FINANCIAL notice-filed in AL, GA, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — BROGAN FINANCIAL crossed $500M in regulatory AUM ($444.2M -> $533.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
May 2024 — BROGAN FINANCIAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2024 — BROGAN FINANCIAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.