← Tributary

HERITAGE FINANCIAL PLANNING

DALLAS, TX · CRD 131525 · IAPD ↗ · 214-446-2100

$315.1MRegulatory AUM
5Advisory reps
5Employees
14Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — HERITAGE FINANCIAL PLANNING (DALLAS, TX) left the SEC roster (was $315.1M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.