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NORRIS FINANCIAL GROUP, LLC

GREENVILLE, SC · CRD 129422 · IAPD ↗ · norrisfinancialgroup.com · 864-235-6408

$353.0MRegulatory AUM
3Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
April 2026 — NORRIS FINANCIAL GROUP, LLC reported RAUM up 40% ($251.6M -> $353.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — NORRIS FINANCIAL GROUP, LLC now reports custody of client assets ($12.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
63
April 2025 — NORRIS FINANCIAL GROUP, LLC reported RAUM up 29% ($195.6M -> $251.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
May 2024 — NORRIS FINANCIAL GROUP, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.