← Tributary

COMPLETE FINANCIAL PLANNING,INC.

· CRD 124888 · IAPD ↗ · thecompletefinancialplan.com · 845-638-6505

$32.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2026 — COMPLETE FINANCIAL PLANNING,INC. (location n/a) left the SEC roster (was $32.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.