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GUINNESS ATKINSON ASSET MANAGEMENT, INC.

PASADENA, CA · CRD 124465 · IAPD ↗ · 626 628-2787

$344.4MRegulatory AUM
24Advisory reps
41Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
April 2026 — GUINNESS ATKINSON ASSET MANAGEMENT, INC. grew from 17 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.