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HELM CAPITAL MANAGEMENT

SEATTLE, WA · CRD 123174 · IAPD ↗ · helmcapitalmanagement.com · 206-654-6200

$400.8MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — HELM CAPITAL MANAGEMENT reported RAUM up 97% ($203.1M -> $400.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — HELM CAPITAL MANAGEMENT reported RAUM up 25% ($159.9M -> $200.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.