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HORTER INVESTMENT MANAGEMENT, LLC

CINCINNATI, OH · CRD 119880 · IAPD ↗ · 513-984-9933

$314.5MRegulatory AUM
29Advisory reps
43Employees
0Clients
1-10Planning clients
0Private funds
52States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — HORTER INVESTMENT MANAGEMENT, LLC added office(s): 21 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
March 2025 — HORTER INVESTMENT MANAGEMENT, LLC reported RAUM up 30% ($214.1M -> $278.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
November 2024 — HORTER INVESTMENT MANAGEMENT, LLC now reports custody of client assets ($59.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.