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GORDON ASSET MANAGEMENT, LLC

DURHAM, NC · CRD 118471 · IAPD ↗ · 919-313-6650

$199.4MRegulatory AUM
5Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — GORDON ASSET MANAGEMENT, LLC (DURHAM, NC) left the SEC roster (was $199.4M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
May 2024 — GORDON ASSET MANAGEMENT, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — GORDON ASSET MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.