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MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

CAMPBELL, CA · CRD 118319 · IAPD ↗ · minearao.com · 408-377-7414

$338.1MRegulatory AUM
2Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC now reports custody of client assets ($70.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2024 — MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC reported RAUM up 29% ($183.7M -> $237.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.