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THE CAPITAL CHART ROOM, LTD

FORT WORTH, TX · CRD 117980 · IAPD ↗ · 817-801-6455

$400.9MRegulatory AUM
5Advisory reps
8Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2024 — THE CAPITAL CHART ROOM, LTD reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2024 — THE CAPITAL CHART ROOM, LTD reported RAUM up 30% ($260.8M -> $338.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.