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VISTA INVESTMENT MANAGEMENT, LLC

PITTSBURGH, PA · CRD 116068 · IAPD ↗ · vista-im.com · 412-824-5940

$323.9MRegulatory AUM
4Advisory reps
4Employees
1Clients
0Planning clients
0Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — VISTA INVESTMENT MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — VISTA INVESTMENT MANAGEMENT, LLC reported RAUM up 32% ($207.7M -> $273.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.