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PHILLIPS CAPITAL ADVISORS, INC.

OKLAHOMA CITY, OK · CRD 115758 · IAPD ↗ · phillipsinvestments.com · 405-943-9433

$588.6MRegulatory AUM
15Advisory reps
17Employees
0Clients
0Planning clients
0Private funds
5States
7Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
November 2024 — PHILLIPS CAPITAL ADVISORS, INC. (OKLAHOMA CITY, OK) left the SEC roster (was $588.6M RAUM, 15 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.