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CONTEXT CAPITAL MANAGEMENT LLC

GREENWICH, CT · CRD 115167 · IAPD ↗ · contextfunds.com · 203-962-2727

$8.01BRegulatory AUM
8Advisory reps
19Employees
0Clients
0Planning clients
1Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
September 2026 — CONTEXT CAPITAL MANAGEMENT LLC moved its main office from LA JOLLA, CA to GREENWICH, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
56
April 2026 — CONTEXT CAPITAL MANAGEMENT LLC reported RAUM up 60% ($5.02B -> $8.01B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2026 — CONTEXT CAPITAL MANAGEMENT LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — CONTEXT CAPITAL MANAGEMENT LLC reported RAUM up 95% ($2.58B -> $5.02B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — CONTEXT CAPITAL MANAGEMENT LLC reported RAUM up 45% ($1.78B -> $2.58B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.