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PATRICK M. SWEENEY & ASSOCIATES, INC

LIBERTYVILLE, IL · CRD 112802 · IAPD ↗ · patrickmsweeney.com · 847 277-7771

$252.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — PATRICK M. SWEENEY & ASSOCIATES, INC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — PATRICK M. SWEENEY & ASSOCIATES, INC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
March 2024 — PATRICK M. SWEENEY & ASSOCIATES, INC reported RAUM up 34% ($137.4M -> $184.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.