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J. W. COLE ADVISORS, INC.

TAMPA, FL · CRD 112294 · IAPD ↗ · jw-cole.com · (813) 935-6776

$8.25BRegulatory AUM
468Advisory reps
550Employees
1971Clients
More than 500Planning clients
0Private funds
52States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — J. W. COLE ADVISORS, INC. added office(s): 275 -> 278 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — J. W. COLE ADVISORS, INC. now reports custody of client assets ($556.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2026 — J. W. COLE ADVISORS, INC. grew from 434 to 468 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — J. W. COLE ADVISORS, INC. reported RAUM up 25% ($5.74B -> $7.20B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.