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INVESTMENT MANAGEMENT ADVISORS, INC.

NEW YORK, NY · CRD 112265 · IAPD ↗ · prudentportfolios.com · 212-741-0200

$56.8MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — INVESTMENT MANAGEMENT ADVISORS, INC. (NEW YORK, NY) left the SEC roster (was $56.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.