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KEMP FINANCIAL MANAGEMENT, LLC

FULLERTON, CA · CRD 112127 · IAPD ↗ · kempfm.com · 714-257-0800

$230.0MRegulatory AUM
3Advisory reps
3Employees
289Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — KEMP FINANCIAL MANAGEMENT, LLC (FULLERTON, CA) left the SEC roster (was $230.0M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.