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COLLEY ASSET MANAGEMENT, INC.

SARATOGA SPRINGS, NY · CRD 111837 · IAPD ↗ · colleyassetmgmt.com · 518-581-0500

$353.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — COLLEY ASSET MANAGEMENT, INC. (SARATOGA SPRINGS, NY) left the SEC roster (was $353.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
April 2025 — COLLEY ASSET MANAGEMENT, INC. reported RAUM up 40% ($252.6M -> $353.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2024 — COLLEY ASSET MANAGEMENT, INC. reported RAUM up 64% ($154.3M -> $252.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.