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REGIONS INVESTMENT MANAGEMENT, INC.

BIRMINGHAM, AL · CRD 111715 · IAPD ↗ · regions.com · 205-326-7074

$20.14BRegulatory AUM
24Advisory reps
28Employees
0Clients
0Planning clients
0Private funds
25States
36Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
November 2024 — REGIONS INVESTMENT MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 8 (31 -> 39).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.