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LEGACY CAPITAL GROUP CALIFORNIA, INC.

LOS GATOS, CA · CRD 111436 · IAPD ↗ · 408-399-6330

$535.7MRegulatory AUM
3Advisory reps
17Employees
0Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2025 — LEGACY CAPITAL GROUP CALIFORNIA, INC. crossed $500M in regulatory AUM ($444.0M -> $608.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
May 2024 — LEGACY CAPITAL GROUP CALIFORNIA, INC. reports 251-500 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.