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PEAK FINANCIAL MANAGEMENT INC

WELLESLEY, MA · CRD 110559 · IAPD ↗ · (781) 487-9500

$534.4MRegulatory AUM
7Advisory reps
9Employees
0Clients
101-250Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PEAK FINANCIAL MANAGEMENT INC notice-filed in CT, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — PEAK FINANCIAL MANAGEMENT INC crossed $500M in regulatory AUM ($452.7M -> $534.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.