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JAMES INVESTMENT RESEARCH INC

XENIA, OH · CRD 110433 · IAPD ↗ · 937-426-7640

$1.21BRegulatory AUM
8Advisory reps
15Employees
3Clients
51-100Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
January 2026 — JAMES INVESTMENT RESEARCH INC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
January 2026 — JAMES INVESTMENT RESEARCH INC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.