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WESTERN ASSET MANAGEMENT COMPANY LIMITED

LONDON, United Kingdom · CRD 110427 · IAPD ↗ · 011-44-20-7422-3000

$20.09BRegulatory AUM
16Advisory reps
27Employees
0Clients
n/aPlanning clients
0Private funds
0States
6Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
July 2026 — WESTERN ASSET MANAGEMENT COMPANY LIMITED's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
20
January 2026 — WESTERN ASSET MANAGEMENT COMPANY LIMITED reported RAUM down 40% ($33.56B -> $20.09B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
25
January 2026 — WESTERN ASSET MANAGEMENT COMPANY LIMITED's Item 11 disclosure-reporting entries rose by 5 (0 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
25
January 2025 — WESTERN ASSET MANAGEMENT COMPANY LIMITED shrank from 22 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.