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RUDNEY ASSOCIATES

ALAMO, CA · CRD 110235 · IAPD ↗ · rudneyassociates.com · 925-838-0696

$940.2MRegulatory AUM
1Advisory reps
2Employees
12Clients
n/aPlanning clients
0Private funds
9States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — RUDNEY ASSOCIATES's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
November 2024 — RUDNEY ASSOCIATES notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.