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STUART INVESTMENT ADVISORS, INC.

AUSTIN, TX · CRD 109995 · IAPD ↗ · 512-478-2275

$630.5MRegulatory AUM
2Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — STUART INVESTMENT ADVISORS, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
78
April 2026 — STUART INVESTMENT ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
January 2026 — STUART INVESTMENT ADVISORS, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
May 2025 — CARL STUART INVESTMENT ADVISOR, INC. is now doing business as STUART INVESTMENT ADVISORS, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
March 2025 — CARL STUART INVESTMENT ADVISOR, INC. crossed $500M in regulatory AUM ($468.4M -> $515.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.