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CAPITAL RESEARCH & CONSULTING LLC

PASADENA, CA · CRD 109868 · IAPD ↗ · capitalresearchandconsulting.com · 626-844-1440

$5.99BRegulatory AUM
2Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

37
April 2026 — CAPITAL RESEARCH & CONSULTING LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
41
May 2024 — CAPITAL RESEARCH & CONSULTING LLC notice-filed in AZ, NC, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.