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KAYE CAPITAL MANAGEMENT

EL SEGUNDO, CA · CRD 109329 · IAPD ↗ · 310-207-5293

$743.2MRegulatory AUM
3Advisory reps
6Employees
2Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — KAYE CAPITAL MANAGEMENT (EL SEGUNDO, CA) left the SEC roster (was $743.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2024 — KAYE CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($488.5M -> $668.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.