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NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

CHESHIRE, CT · CRD 109203 · IAPD ↗ · newenglandcapital.com · 203-935-0265

$768.0MRegulatory AUM
12Advisory reps
12Employees
1205Clients
1-10Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
September 2026 — NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC moved its main office from SOUTH MERIDEN, CT to CHESHIRE, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
70
March 2024 — NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC crossed $500M in regulatory AUM ($440.6M -> $528.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.