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JOHN E. SESTINA AND COMPANY

COLUMBUS, OH · CRD 108634 · IAPD ↗ · managingtobewealthy.com · 614.326.3077

$744.0MRegulatory AUM
12Advisory reps
19Employees
170Clients
More than 500Planning clients
0Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — JOHN E. SESTINA AND COMPANY reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
November 2024 — JOHN E. SESTINA AND COMPANY notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — JOHN E. SESTINA AND COMPANY crossed $500M in regulatory AUM ($451.1M -> $547.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.