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DROMS STRAUSS WEALTH MANAGEMENT

ST. LOUIS, MO · CRD 108620 · IAPD ↗ · droms-strauss.com · 314-862-9100

$806.3MRegulatory AUM
5Advisory reps
8Employees
0Clients
51-100Planning clients
0Private funds
14States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2024 — DROMS STRAUSS WEALTH MANAGEMENT notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
October 2024 — DROMS STRAUSS WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.