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FINANCIAL DIRECTIONS LLC

TUCSON, AZ · CRD 108475 · IAPD ↗ · financialdirectionsllc.com · 520-408-7777

$737.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — FINANCIAL DIRECTIONS LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.