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FINANCIAL MANAGEMENT, INC.

LITTLE ROCK, AR · CRD 108350 · IAPD ↗ · fmioffice.com · 501-227-7400

$224.5MRegulatory AUM
5Advisory reps
6Employees
1Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — FINANCIAL MANAGEMENT, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — FINANCIAL MANAGEMENT, INC. grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2025 — FINANCIAL MANAGEMENT, INC. reported RAUM up 53% ($118.1M -> $181.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.