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STEPP & ROTHWELL INC

OVERLAND PARK, KS · CRD 107999 · IAPD ↗ · 913-345-4800

$1.06BRegulatory AUM
10Advisory reps
25Employees
0Clients
251-500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — STEPP & ROTHWELL INC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — STEPP & ROTHWELL INC crossed $1B in regulatory AUM ($963.7M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
May 2024 — STEPP & ROTHWELL INC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.