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WARD & ASSOCIATES

SAN DIEGO, CA · CRD 107878 · IAPD ↗ · wardinvest.com · 858-759-5330

$187.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — WARD & ASSOCIATES notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.