← Tributary

CLAREMONT FINANCIAL GROUP,INC.

CLAREMONT, CA · CRD 107806 · IAPD ↗ · claremontfinancial.com · 909-624-9200

$140.0MRegulatory AUM
1Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — CLAREMONT FINANCIAL GROUP,INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2026 — CLAREMONT FINANCIAL GROUP,INC. now reports custody of client assets ($37.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
January 2026 — CLAREMONT FINANCIAL GROUP,INC. notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.