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CONSTELLATION INVESTMENTS, INC.

MONTGOMERY, OH · CRD 107528 · IAPD ↗ · constellationinsurance.com · 513-794-6100

$31.48BRegulatory AUM
8Advisory reps
45Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
April 2026 — CONSTELLATION INVESTMENTS, INC. grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2026 — CONSTELLATION INVESTMENTS, INC. now reports 4 private fund(s) ($473.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
65
April 2025 — CONSTELLATION INVESTMENTS, INC. reported RAUM up 124% ($11.75B -> $26.31B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
May 2024 — OHIO NATIONAL INVESTMENTS INC is now doing business as CONSTELLATION INVESTMENTS, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
May 2024 — CONSTELLATION INVESTMENTS, INC. now reports custody of client assets ($6.54B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.