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SYM FINANCIAL ADVISORS

WINONA LAKE, IN · CRD 107517 · IAPD ↗ · 800-888-7968

$5.81BRegulatory AUM
49Advisory reps
84Employees
32Clients
More than 500Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — SYM FINANCIAL ADVISORS added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
78
April 2026 — SYM FINANCIAL ADVISORS grew from 41 to 49 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
January 2026 — SYM FINANCIAL ADVISORS notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.