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PORTFOLIO STRATEGIES INC NY

MONTVALE, NJ · CRD 106942 · IAPD ↗ · 201-571-4100

$1.02BRegulatory AUM
4Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — PORTFOLIO STRATEGIES INC NY crossed $1B in regulatory AUM ($861.2M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2025 — PORTFOLIO STRATEGIES INC NY added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
September 2024 — PORTFOLIO STRATEGIES INC NY notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2024 — PORTFOLIO STRATEGIES INC NY notice-filed in CO, CT, MA, MI, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.