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INVESTOR ADVISORY GROUP

CHARLOTTE, NC · CRD 106837 · IAPD ↗ · theiag.com · 704-366-1120

$172.1MRegulatory AUM
4Advisory reps
4Employees
3Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — INVESTOR ADVISORY GROUP notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — INVESTOR ADVISORY GROUP reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.