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IRON FINANCIAL LLC

NORTHBROOK, IL · CRD 106682 · IAPD ↗ · ironfinancial.com · 847-715-3200

$489.2MRegulatory AUM
9Advisory reps
10Employees
0Clients
1-10Planning clients
3Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2025 — IRON FINANCIAL LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — IRON FINANCIAL LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
August 2024 — IRON FINANCIAL LLC now reports 1 private fund(s) ($4.3M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
78
March 2024 — IRON FINANCIAL LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.