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THE PUTNAM ADVISORY COMPANY, LLC

BOSTON, MA · CRD 106631 · IAPD ↗ · 617-292-1000

$33.19BRegulatory AUM
7Advisory reps
7Employees
1Clients
n/aPlanning clients
3Private funds
7States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

35
January 2025 — THE PUTNAM ADVISORY COMPANY, LLC reported RAUM down 37% ($65.64B -> $41.47B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
February 2024 — THE PUTNAM ADVISORY COMPANY, LLC's Item 11 disclosure-reporting entries rose by 3 (3 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.