← Tributary

THE PATTERSON CAPITAL CORPORATION

LOS ANGELES, CA · CRD 105507 · IAPD ↗ · pattersoncapital.com · 310-556-2496

$978.4MRegulatory AUM
3Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
May 2024 — THE PATTERSON CAPITAL CORPORATION (LOS ANGELES, CA) left the SEC roster (was $978.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.