← Tributary

HARBOR FINANCIAL GROUP, INC.

BOULDER, CO · CRD 105032 · IAPD ↗ · 303-939-8788

$316.4MRegulatory AUM
3Advisory reps
7Employees
0Clients
51-100Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2024 — HARBOR FINANCIAL GROUP, INC. (BOULDER, CO) left the SEC roster (was $316.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.