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FIRST FINANCIAL ADVISORY SERVICES INC

WESTERLY, RI · CRD 105031 · IAPD ↗ · 401-596-0193

$278.0MRegulatory AUM
7Advisory reps
7Employees
0Clients
26-50Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — FIRST FINANCIAL ADVISORY SERVICES INC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — FIRST FINANCIAL ADVISORY SERVICES INC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2026 — FIRST FINANCIAL ADVISORY SERVICES INC now reports custody of client assets ($29.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
April 2025 — FIRST FINANCIAL ADVISORY SERVICES INC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.