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RMC INVESTMENT ADVISORS

WEST HARTFORD, CT · CRD 104674 · IAPD ↗ · rmcinvestmentadvisors.com · 860-561-1245

$1.07BRegulatory AUM
7Advisory reps
14Employees
5Clients
n/aPlanning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — RMC INVESTMENT ADVISORS notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — RMC INVESTMENT ADVISORS crossed $1B in regulatory AUM ($986.8M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.