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JOHNSON FINANCIAL ADVISORS

TEMPE, AZ · CRD 104621 · IAPD ↗ · 602-242-4000

$301.0MRegulatory AUM
2Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — JOHNSON FINANCIAL ADVISORS now reports custody of client assets ($81.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2025 — JOHNSON FINANCIAL ADVISORS reported RAUM up 27% ($191.1M -> $242.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.