← Tributary

SPC FINANCIAL INC

ROCKVILLE, MD · CRD 104618 · IAPD ↗ · spcfinancial.com · 301-770-6800

$1.39BRegulatory AUM
15Advisory reps
33Employees
5Clients
101-250Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2026 — SPC FINANCIAL INC (ROCKVILLE, MD) left the SEC roster (was $1.39B RAUM, 15 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
November 2024 — SPC FINANCIAL INC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
November 2024 — SPC FINANCIAL INC grew from 14 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.